SEBI Investor Charter - Nilesh Sarda

A. Vision and Mission Statements for Investors

Vision: Invest with confidence & knowledge.

Mission: Every investor should be empowered to invest in appropriate financial products based on their requirements, monitor and manage them effectively to achieve their objectives, access comprehensive reports and enjoy complete financial wellness.

B. Details of Business Conducted by the Research Specialist

To produce comprehensive research reports based on professional research activities
To deliver independent unbiased perspectives on financial securities
To offer objective recommendations while disclosing all financial interests
To provide research insights based on analysis of publicly available information and market observations
To execute comprehensive technical and fundamental analysis of securities
To support investors in making well-informed investment decisions

C. Services Provided to Investors

Professional market analysis and detailed research reports
Investment recommendations based on advanced technical and fundamental analysis
Comprehensive risk management strategies and portfolio optimization
Educational content and advanced market insights
Real-time market updates and comprehensive trend analysis
Live trading alerts and professional notifications
Customized consultation services and strategy sessions
Advanced options trading strategies and guidance
Wealth creation methodologies and capital management techniques

D. Grievance Redressal Mechanism

Primary Resolution Process

In case of any grievance or complaint, an investor should contact the concerned research specialist and ensure that the grievance is resolved within 30 days.

Contact Details for Grievances:

Email: nileshsarda2025@gmail.com

Phone: +91 9892466028

Address: ZENIA, Hiranandani Estate, Thane - 400607

Business Hours: 9:00 AM to 9:00 PM (Monday to Friday)

SEBI SCORES Portal

If the investor's complaint is not resolved satisfactorily, one may lodge a complaint with SEBI on SEBI's SCORES portal which is a centralized web-based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal.

Online Complaint Portal

🌐 Visit SCORES Portal - scores.gov.in

Physical Complaints

With regard to physical complaints, investors may send their complaints to:

Office of Investor Assistance and Education

Securities and Exchange Board of India
SEBI Bhavan, Plot No. C4-A, 'G' Block
Bandra-Kurla Complex, Bandra (E)
Mumbai – 400 051

E. Expectations from Investors (Best Practices)

Engage only with SEBI registered Research Specialists
Verify SEBI registration certificate before utilizing services
Pay research specialist fees through authorized banking channels only
Read all terms and conditions, disclaimers thoroughly
Understand the risks involved before making investment decisions
Ask all relevant questions and clarify doubts before acting on recommendations
Maintain records of all transactions and communications
Report to SEBI about Research Specialists offering assured or guaranteed returns
Verify the credentials and performance track record of the Research Specialist
Diversify your investment portfolio to manage risk effectively
Review and update your investment objectives periodically

F. Practices to Avoid for Investors

⚠️ Important Warning - Strictly Avoid These:

Do not provide funds for investment to the Research Specialist
Don't be misled by attractive advertisements or market rumors
Do not get attracted to limited period discounts or other incentives, gifts, etc.
Do not share login credentials and passwords of your trading and demat accounts with the Research Specialist
Do not make investment decisions based solely on tips or rumors
Don't invest more than you can afford to lose
Do not ignore the risk factors and disclaimers
Don't make hasty decisions based on market volatility
Do not invest without understanding the product or strategy

G. Important Disclaimers

Risk Disclosure

Equity investments are subject to market volatility. Please read all documentation carefully before investing. Derivatives trading carries significant risk. We do not guarantee fixed returns or profits on any services provided.

SEBI registration and NISM certification do not guarantee intermediary performance or assure investor returns.

Research Specialist Details

Name: Nilesh Sarda

SEBI Registration Number: INH000014711

Email: nileshsarda2025@gmail.com

Phone: +91 9892466028